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Who is the Founder of SEBI ?
Correct Answer Is : Surendra Dave Chairman of SEBI is Nominated by _______. Correct Answer Is : Union Government of India Which among the following statement/s is/are true? A : The public cannot give their complaints or comments on the issuer company or others connected with the issue to SEBI. B : SEBI undertakes Steps to educate investors so that they are able to evaluate stocks of various companies and select the most profitable stock Correct Answer Is : Only B Which among the following statement/s is/are true? A :SEBI cannot investigate the affairs of mutual funds and their trustees and asset management companies. B: The SEBI guidelines do not make it mandatory for the securities purchased under the buyback arrangement to be extinguished and physically destroyed. Correct Answer Is : Both are false The maximum load that a fund can charge is determined by the ________ Correct Answer Is : SEBI Which among the following statement/s is/are true? A: SEBI has permitted internet trading through Banks. B SEBI has made underwriting optional to reduce the cost of issue. C: Initial public offer of primary market is not permitted through stock exchange. Correct Answer Is : Only B Which among the following statement/s is/are true? A: SEBI has framed rules and regulations and a code of conduct to regulate the intermediaries such as merchant bankers, brokers, underwriters, etc B: SEBI registers and regulates the working of stock brokers, sub-brokers, share transfer agents, trustees, merchant bankers and all those who are associated with stock exchange in any manner C: SEBI does regulates the takeover of the companies. Correct Answer Is : Only A&B Which among the following statement/s is/are not true? A: SEBI has started the practice of allotment of preferential shares unrelated to market prices. B: SEBI always restricts the companies which make misleading statements. Correct Answer Is : Only A Which among the following statement/s is/are true? A: SEBI has two functions rolled into one body: quasi-legislative& quasi-judicial. B:SEBI has enjoyed success as a regulator by pushing systematic reforms aggressively and successively. Correct Answer Is : Only B Expand the term SMAC. Correct Answer Is : Secondary Market Advisory Corporation